Dr Jinsong Huang

© 2017 Elsevier LtdAlthough a slope may have numerous potential slip surfaces, its failure probability is often governed by several representative slip surfaces (RSSs). Previous efforts mainly focus on the identification of circular RSSs based on limit equilibrium methods. In this paper, a method is suggested to identify RSSs of arbitrary shape based on the shear strength reduction method. Monte Carlo simulation is used to generate a large number potential slip surfaces. The RSSs are identified through analyzing the failure domains represented by these samples. A kriging-based response surface model is employed to enhance the computational efficiency. These examples shows that the RSSs may not always be circular, and that the suggested method can effectively locate the RSSs without making prior assumptions about the shape of the slip surfaces. For the examples investigated, the system failure probabilities computed based on the shear strength reduction method are comparable to, but not the same as those computed based on the limit equilibrium methods. The suggested method significantly extends our capability for identifying non-circular RSSs and hence probabilistic slope stability analysis involving non-circular slip surfaces.

© 2016 Elsevier LtdThe stability of tunnels is an important problem in geotechnical engineering. Most of the previous studies dealing with the stability of unlined tunnels are deterministic in nature and do not consider the soil spatial variability. This study investigates the influence of spatial variability on the undrained stability of an unlined circular tunnel, using Random Adaptive Finite Element Limit Analysis (RAFELA). The effect of spatial variability is investigated for tunnels having two different ratios of ¿D/cu, for different spatial correlation lengths and tunnel depths. The results indicate that the effect of spatial variability depends on ¿D/cu and the depth of the tunnel.

© 2017 Elsevier B.V.This paper proposes a multivariate chaotic Extreme Learning Machine (ELM) model for the prediction of the displacement of reservoir landslides. The displacement time series of the Baishuihe and Bazimen landslides in the Three Gorges Reservoir Area in China are used as examples. The results show that there are evidences of chaos in the displacement time series. The univariate chaotic ELM model and the multivariate chaotic model based on Particle Swarm Optimization and Support Vector Machine (PSO-SVM) model are also applied for the purpose of comparison. The comparisons show that the multivariate chaotic ELM model achieves higher prediction accuracy than the univariate chaotic ELM model and the multivariate chaotic PSO-SVM model.

© 2015 Elsevier Ltd.Pile load tests are used to refine designs and for quality assurance. They can also be used to verify the reliability of piles and pile groups. Stochastic methods have previously been developed to verify the reliability of single piles. A general stochastic method to verify the reliability of pile groups is developed in this paper. The method can be used to assess the reliability of groups where pile tests have been conducted to the ultimate capacity, to below the ultimate capacity but exceeding specified capacity, and where pile tests fail to achieve the specified capacity. In the latter case, the method allows decisions to be made as to whether the reliability of the entire pile group is satisfactory or whether additional piles need to be installed.

© 2016 Springer-Verlag Berlin HeidelbergThis paper proposes an elastic bond model in the framework of contact dynamics based on mathematic programming. The bond model developed in this paper can be used to model cemented materials. The formulation can be reduced to model pure static problems without introducing any artificial damping. In addition, omitting the elastic terms in the objective function turns the formulation into rigid bond model, which can be used for the modeling of rigid or stiffly bonded materials. The developed bond model has the advantage over the explicit DEM that large time step or displacement increment can be used. The tensile and shear strength criteria of the bond model are formulated based on the modified Mohr¿Coulomb failure criterion. The torque transmission of bonds is introduced based on rolling resistance model. The loss of shear or tensile strength, or torque transmission will lead to the breakage of bonds, and turn the bond into purely frictional contact. Three simple examples are first used to validate the bond model. Numerical examples of uniaxial and biaxial compression tests are used to show its potential in modeling cemented geomaterials. Numerical results show that elastic bonds are indeed necessary for the modeling of cemented granular material under static conditions.

© 2016 Springer-Verlag Berlin HeidelbergFor deterministic scenarios, adaptive finite element limit analysis has been successfully employed to achieve tight bounds on the ultimate load of a geotechnical structure in a much more efficient manner than a dense uniform mesh. However, no probabilistic studies have so far considered finite element limit analysis with adaptive remeshing. Therefore, this research explores the benefits of combining adaptive mesh refinement with finite element limit analysis for probabilistic applications. The outcomes indicate that in order to achieve tight bounds on probabilistic results (such as the probability of failure), the ultimate load in each individual simulation (e.g. factor of safety or bearing capacity) has to be estimated with a very high level of accuracy and this can be achieved more economically using adaptive mesh refinement. The benefits, assessed here for undrained conditions, are expected to be much more pronounced in the case of frictional soils and complex geometries.

© 2017.Predicting the bearing capacity of a spudcan foundation under combined vertical (V), horizontal (H) and moment (M) loads is a challenging problem encountered by geotechnical engineers. In previous studies the combined VHM capacity was defined for a uniform soil profile, ignoring any variability in soil stratification and properties. In offshore conditions, however, both the soil profile and soil properties vary spatially. Therefore, it is of interest to account for the spatial variability of soil in the analysis of the bearing capacity of a spudcan. It is shown in this paper how the spatial variability of a clay affects the bearing capacity of a deeply buried spudcan foundation under combined loadings. Three-dimensional random fields are generated to model the spatial variability of undrained shear strength of clay and combined with a non-linear finite element analysis to investigate and define the VHM failure envelope of a spudcan foundation. Because of the random nature of soils VHM failure envelopes of different probability of occurrence are proposed. Results from this study provide guidance to the practical assessment of spudcan foundations in spatially varied soil conditions that can be encountered offshore.

© 2015, National Research Council of Canada, All Rights Reserved.After a geotechnical design has been developed, it is common to monitor performance during construction using the observational method by Peck (published in 1969). The observational method is a process where data are collected and geotechnical models updated, allowing timely decisions to be made with respect to risk and opportunity by asset owners or contractors. The observational method is similar to the mathematical formulation for Bayesian updating of material parameters based on measurements. A proof of concept study has been performed to assess the potential for Bayesian updating to be combined with the observational method to allow timely and accurate decision-making during construction of embankments on soft soils. The method was able to converge to an accurate solution prior to 50% consolidation assuming small measurement errors. It is also demonstrated that confidence in the predicted settlement is relatively low at the prior ¿design¿ stage and rapidly increases with three or four measurements spaced over time during the posterior ¿construction¿ phase.

© 2015 Taylor & Francis The limit analysis and the finite element method are powerful tools for analysing the bearing capacity of foundations. Previous research mainly focused on the foundations in uniform soils. In realistic conditions, soil properties are always varying spatially due to complex physical, chemical, and biological process in earth evolution. This paper investigates the bearing capacity and failure mechanism of footings buried at various depths in clays with spatially variable distribution of undrained shear strength using the lower bound limit analysis, the upper bound limit analysis, and the finite element analysis. Results show that the bearing capacity increases with increasing buried depths in spatially random soils, which is the same as in the uniform soils. The bearing capacity factors calculated using the finite element method, the lower bound limit analysis, and the upper bound limit analysis for a footing in spatially varied soils are all smaller than the corresponding values in uniform soils. The majority of the bearing capacity factors obtained from the finite element method is bounded by those obtained from the lower bound and the upper bound limit analysis. The shear planes show a clearly unsymmetrical manner in spatially varied soils using the three methods, which is different from the symmetrical shear plane in uniform soils.

© 2015 Elsevier Ltd.The mechanical properties of dry soil mix (DSM) columns can be highly variable. Variability can be accounted for in the construction specification for deterministic design and directly in reliability based design. Design methods and specifications to date adopt simplifications that do not take the variability of the columns fully into account. This paper uses both simple and advanced probabilistic methods to assess the performance/failure and system redundancy of dry soil mix columns. Reliability-based design methods and examples are given for the design of column strength and the adjustment of the column spacing to achieve a target probability of unacceptable performance or failure. An acceptance criteria chart is developed. The pull-out resistance tests on the DSM columns constructed for the Ballina Bypass motorway construction project in NSW Australia are compared to the chart to provide guidance with respect to acceptance criteria required to achieve the desired performance.

Rainfall induced landslides vary in depth and the deeper the landslide, the greater the damage it causes. This paper investigates, quantitatively, the risk of rainfall induced landslides by assessing the consequence of each failure. The influence of the spatial variability of the saturated hydraulic conductivity and the nature of triggering mechanisms on the risk of rainfall-induced landslides (for an infinite slope) are studied. It is shown that a critical spatial correlation length exists at which the risk is a maximum and the risk is higher when the failure occurs due to a generation of positive pore water pressure. © 2014 Elsevier B.V.

In the study of landslides, it is generally assumed that an impermeable boundary exists at a certain depth and failure occurs at this boundary. In reality this is not always the case and failures can occur at any depth. This paper aims to study the effect of boundary conditions on landslides, using a series of seepage and stability analyses performed over a range of rainfall intensities, and for different failure mechanisms, by studying the failure time and depths corresponding to fully drained, partially drained, and impermeable boundaries. It is shown that these conditions can significantly affect the occurrence and depth of rainfall-induced landslides. © 2014 Elsevier Ltd.

The observational method is one of the most successful processes in geotechnical engineering. Performance monitoring data are the most reliable information that engineers can use to predict future performance of geotechnical projects. This paper presents two examples where Bayesian statistical methods can be used for the prediction of future performance. The first example is to update the capacity of piles using load test results. The second example is to update embankment settlement predictions when field settlement monitoring data are available.

This paper investigates the soil properties, stratigraphy and spatial variability of the soils at the National Field Test Facility in Ballina based on extensive CPTU tests. The soil profile in this site consists of an alluvial crust over a relatively weaker layer of clay and underlain with a layer of sand and Pleistocene age stiff clay. The measured cone penetration resistance, sleeve friction and pore pressure for 26 CPTUs are presented along with the deployment of the CPTUs. The spatial variability in both vertical and horizontal direction of each layer of soils is explored based on the CPTU tests. An exponential autocorrelation function is found to best fit the autocorrelation coefficients. The scale of fluctuation in the vertical direction is 0.04 m in the alluvial crust layer, which is much smaller than that in the underlying clay layer, 0.15 m. The reason is that the clay was deposited under lower energy conditions compared to the more granular crust layers. The horizontal scale of fluctuation is 9.21 m in the alluvial crust layer and 4.92 m in the clay layer.

The paper presents a finite element model for strength analyses of a rotational composite shell under axial compression and internal pressure. The characteristics of stress distribution, stress locations and loads of failure are determined according to the model. The model is also developed to calculate the stability of the shell under axial compression, external pressure and combination of the both. Experiments are completed for studying the strength of the shell under axial compression and internal pressure and the stability of the shell under the combination of axial compression and external pressure.

Since the charts ofTaylor, it has beenwell knownthat the location of the critical failure mechanism in a homogeneous undrained clay slope goes either deep (tangent to a firm base) or shallow (through the toe) depending on whether the slope angle is, respectively, less than or greater than about 53°. When slopes are made up of variable soils however, these expectations no longer hold true for all cases. In this paper, the influence of random soil strength and slope angle on the location of the critical failure mechanism and probability of failure is examined using the Random Finite Element Method (RFEM). It is found following Monte-Carlo simulation, that there exists a critical value of slope angle above which it would be unconservative to assume high spatial correlation length and below which it would be conservative to assume high spatial correlation length. For ß>48°, both correlation length and slope angle have no influence on the proportion of toe failures. For slope angle lying between 20° and 40°, slopes that have higher correlation length give lower proportion of toe failures. Research into the critical mechanism location forms part of a broader study of slope failure risk, in which the consequences of failure are assumed to be more serious in a deep failure, because a greater volume of soil is affected. © 2015 Taylor & Francis Group, London.

Bearing capacity and failure mechanism of a buried footing in uniformsoils have been simulated using limit analysis and finite element analysis in the past decades. In realistic conditions, soil properties always vary spatially. This dramatically affects the failure mechanism of a footing and, in turn, its bearing capacity. This paper illustrates an investigation into the failure mechanism and bearing capacity of a vertically and centrally loaded footing embedded in spatially variable clayey soils using random lower bound limit analysis, random upper bound limit analysis and random finite element analysis. The footing was embedded to 4 times its width. Monte Carlo simulation was performed for 400 realizations of random fields of undrained shear strength. The majority of the bearing capacity factors obtained from the finite element method is bounded by those obtained from the lower bound limit analysis and the upper bound limit analysis, but more close to the upper bound results. A full-flow failure mechanism is observed for the deeply embedded footing in spatially variable soil. The shear path of the footing shows an unsymmetrical pattern, which results from the spatially variable and unsymmetrical random field of soil shear strength. © 2015 Taylor & Francis Group, London.

Rainfall induced landslides can vary in depth and deeper the landslide, greater is the damage it causes. This paper investigates, quantitatively, the risk of rainfall induced landslides by assessing the consequence of each failure. The influence of the spatial variability of the saturated hydraulic conductivity on the risk of landslides is studied. It is shown that a critical spatial correlation length exists at which the risk is a maximum. © 2015 Taylor & Francis Group, London.

In deep drilling operation, borehole collapse due to insufficient drilling fluid pressure and borehole fracturing as a result of excessive drilling fluid pressure are two major modes of borehole failure. The latter may result in severe loss of drilling fluid into the formation, resulting in potential well control issues with influx of high pressure fluid or gas from adjacent formation layers. To prevent drilling fluid loss, the fluid pressure must not exceed an upper limit, otherwise the borehole will fail in tension or fracture. However, if the fluid pressure is too low, the borehole may collapse or fail in compression. Drilling fluid pressure window is therefore typically set by the upper limit of tensile failure and the lower limit of compressive failure. If the stress state and rock strength require a lower limit which is close to the upper limit, then the drilling fluid pressure design needs to stay within a very narrow window and consequently the feasibility of drilling may be questioned. Based on rigorous mechanics principles, this paper shows that it is possible to experience shear failure due to increasing drilling fluid pressure even before it reaches the upper limit of tensile failure. This may mean a more restricting drilling fluid pressure window in drilling weaker rocks. Implications of near wellbore shear failure are also briefly discussed in the context of water injection design which relies on injection at high pressure. © 2015 Taylor & Francis Group, London.

Copyright 2014, International Petroleum Technology ConferenceThe drilling induced tensile fractures can be observed from borehole image logs but they must be differentiated from natural fractures. This paper focuses on the understanding of hydraulically or artificially induced tensile fractures while drilling. We present an inversion method using rigorous principles of mechanics, to determine the in-situ formation stress state from observed induced tensile fractures. Contrary to common practices where only vertical or near vertical wells can be analysed, the present method is applicable to wellbores of all orientations. For a geological rock formation and area where the in-situ stress regime can be assumed to be similar, all the relevant borehole image logs can be included to provide information to yield the most probable subsurface in-situ stress state. The proposed inversion method directly solves for the in-situ stress states given any single set of observed tensile fracture location and orientation. It provides not only an estimate for the minimum horizontal stress magnitude and direction, but also the maximum horizontal stress magnitude which is usually very difficult to pin down. The resultant equations are non-linear and a simple numerical scheme is adopted for the solution. Although published data on borehole images of fractures with corresponding in-situ stress information are scarce, two observed field data from published papers are chosen for comparison.

The mechanical properties of natural materials such as rocks and soils vary spatially. This randomness is usually modelled by random field theory so that the material properties can be specified at each point in space. When these point-wise material properties are mapped onto a finite element mesh, discretization errors are inevitable. In this study, the discretization errors are studied and suggestions for element sizes in relation with spatial correlation lengths are given. © (2014) Trans Tech Publications, Switzerland.

The homogenized stiffness of geomaterials that are highly variable at the micro-scale has long been of interest to geotechnical engineers. The purpose of this study is to investigate the influence of porosity and void size on the homogenized or effective properties of geomaterials. A Random Finite Element Method (RFEM) has been developed enabling the generation of spatially random voids of given porosity and size within a block of geomaterial. Following Monte-Carlo simulations, the mean and standard deviation of the effective property can be estimated leading to a probabilistic interpretation involving deformations. The probabilistic approach represents a rational methodology for guiding engineers in the risk management process. The influence of block size and the Representative Volume Elements (RVE) are discussed, in addition to the influence of anisotropy on the effective Young's modulus. © 2014 Taylor & Francis Group, London.

Analytical probabilistic analysis and Monte Carlo simulation based on elasto-plastic Finite Element Method (FEM) on dry soil mix columns are presented. It is shown that analytical method is over conservative because it ignores the supports from adjacent columns. Probabilistic FEM analysis can provide more accurate predictions, and thus lead to more economic designs. Probabilistic FEM analyses show that the effects of adjacent columns can be destructive when applied load is close to the strength. The reliability of the system of columns is analyzed by setting residual strength to zero. Results show that close spacing has more safety margin than loose spacing. © 2014 Taylor & Francis Group, London.

Program PES (Probabilistic Engineered Slopes) provides a repeatable methodology allowing the user to perform a slope stability analysis on a one-sided and two-sided sloping structure using a deterministic or probabilistic approach. Program PES, in contrast with other deterministic or probabilistic classical slope stability methodologies, is cable of seeking out the critical failure surface without assigning a pre-defined failure surface geometry. The probabilistic approach of program PES applies the Random Finite Element Method (RFEM) by Griffiths and Fenton (1993) taking into account the soil spatial variability and allowing the use of different random fields to characterize the spatial variation of any material type. The methodology is compared against the probabilistic approach proposed by the program SLOPE/W version 7.14 (Geostudio Group, 2007), and demonstrates its potential for predicting probability of failure (pf) in non-homogeneous soil structures characterized by phreatic conditions and potential post-earthquake liquefiable conditions. The pf results obtained by program PES have proved that underestimating the influence that the soil material variability has on the computation of pf will lead to lower results of probability and underestimate of the risk of slope instability. Program PES capabilities could be used by the engineering practice to prioritize intervention activities within a risk context. © 2011 American Society of Civil Engineers.

The paper describes probabilistic analyses performed as part of a large expansion to an existing cement manufacturing plant. A raft supported by drilled shafts was proposed for the project, but during installation, significant slurry and concrete loss began to occur indicating numerous voids existed in what was previously considered competent limestone bedrock. Since the possibility of voids, especially at the shaft tip, could serious reduce the shaft capacity, a probabilistic Monte Carlo 3D finite element simulation was proposed for the most heavily loaded raft foundation. The purpose of the simulation was to determine the probability of adverse performance, giving guidance as to whether any remedial measures (e.g., additional structural elements or thickened raft) might be required. © 2011 ASCE.

Reliability tools have been applied to slope stability analysis more than any other geotechnical application on account of the readily understood concept of "probability of failure" as an alternative or complement to the traditional "factor of safety". Probabilistic slope stability methods in the literature are reviewed. Particular attention is focused on the ability of the methods to correctly model spatially varying soil properties. A benchmark slope is reanalyzed and conclusions reached about their suitability for meaningful and conservative prediction of slope reliability. © 2010 ASCE.

The computer program Probabilistic Engineered Slopes (PES), coded in FORTRAN.95, provides a repeatable methodology, which allows the user to perform a slope stability analysis on a one- and two-sided sloping structure, using a deterministic or probabilistic approach. The program PES, in contrast with other deterministic or probabilistic classical slope stability methodologies, is capable of seeking out the critical failure surface without assigning a predefined failure surface geometry. The probabilistic approach of PES applies the Random Finite Element Method (RFEM) by Griffiths and Fenton (1993) [1], taking into account the soil spatial variability and allowing the use of different random fields to characterize the spatial variation of any material type. The methodology is compared against the probabilistic approach proposed with the program SLOPE/W, version 7.14 (Geostudio Group, 2007) [2], and demonstrates its potential for predicting probability of failure (pf) in nonhomogeneous soil structures for given phreatic conditions and potential postearthquake liquefiable conditions. The pf results obtained by program PES have proved that underestimating the influence that the soil material variability has on the computation of pf will lead to unconservative results of probability and underestimate of the risk of slope instability. The program PES has capabilities that could be used by the engineering practice to prioritize intervention activities within a risk context, test the stability conditions of dams during modification phases, and help estimate the probability of failure in cases involving postearthquake liquefaction.

The computer program Probabilistic Engineered Slopes (PES), coded in FORTRAN.95, provides a repeatable methodology, which allows the user to perform a slope stability analysis on a one- and two-sided sloping structure, using a deterministic or probabilistic approach. The program PES, in contrast with other deterministic or probabilistic classical slope stability methodologies, is capable of seeking out the critical failure surface without assigning a predefined failure surface geometry. The probabilistic approach of PES applies the Random Finite Element Method (RFEM) by Griffiths and Fenton (1993) [1], taking into account the soil spatial variability and allowing the use of different random fields to characterize the spatial variation of any material type. The methodology is compared against the probabilistic approach proposed with the program SLOPE/W, version 7.14 (Geostudio Group, 2007) [2], and demonstrates its potential for predicting probability of failure (pf) in nonhomogeneous soil structures for given phreatic conditions and potential postearthquake liquefiable conditions. The pf results obtained by program PES have proved that underestimating the influence that the soil material variability has on the computation of pf will lead to unconservative results of probability and underestimate of the risk of slope instability. The program PES has capabilities that could be used by the engineering practice to prioritize intervention activities within a risk context, test the stability conditions of dams during modification phases, and help estimate the probability of failure in cases involving postearthquake liquefaction.

The paper investigates the probability of failure of 2-d and 3-d slopes using the Random Finite Element Method (RFEM). RFEM combines elastoplasticity with random field theory in a Monte-Carlo framework. It is found that 2-d probabilistic analysis, by implicitly assuming perfect spatial correlation in the third direction, may underestimate the probability of failure of slopes. © 2009 IOS Press.

The influence of a spatially random coefficient of consolidation on one-dimensional uncoupled consolidation has been studied using the Random Finite Element Method. The results of parametric studies are presented, which describe the effect of the standard deviation and correlation length of the coefficient of consolidation on output statistics relating to the overall "effective" coefficient of consolidation. Three "effective" coefficient of consolidation are considered, namely harmonic mean, the log time method and the root time method. Copyright ASCE 2008.

The study investigates the role of spatially random soil on the stability of infinite slopes with application to landslides and other geohazards. The influence of the shear strength mean, standard deviation and spatial correlation length on the probability of failure is thoroughly investigated through parametric studies. The results show that the traditional "first order second moment" approach to this problem is inherently unconservative, due to its inability to allow the failure mechanism to "seek out" the critical depth below ground surface, which is frequently not at the base of the soil layer. Copyright ASCE 2008.

The paper presents probabilistic studies that demonstrate the influence of spatially random soil properties on the stability of shallow landslides using random fields Results indicate that traditional "first order" methods are inherently unconservative when applied to limit analysis problems unless they allow the failure mechanism to "seek out" the most critical location.